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Team Category: Leadership & Advisory

Paul West

Paul West is the Managing Director of Saratoga Investment Advisors, LLC, the Company’s investment adviser, and is involved in credit analysis, underwriting and portfolio monitoring and valuation.

Timothy Wong

Timothy Wong is a Managing Director of Saratoga Investment Advisors, LLC, the Company’s investment adviser, and is involved in originating, structuring, and executing new investment opportunities. Prior to joining Saratoga in 2025, Mr. Wong was a Principal at AEA Private debt, originating and executing senior and junior debt investment opportunities. Previous to that, he served as a Director at Abacus Finance Group, responsible for originating, structuring, and underwriting new investments. Mr. Wong held similar positions at other financial institutions and started his career at JPMorgan as an investment banking analyst.

Richard A. Petrocelli

Richard A. Petrocelli is the Managing Director and is responsible for business development and loan origination.

Tom Inglesby

Tom Inglesby has more than 20 years of experience in leveraged finance and private equity. He is a Managing Director of Saratoga Investment Advisors, LLC, the Company’s investment adviser, and is primarily responsible for management of the Company’s CLO investment activities. Mr. Inglesby previously served as President and a Director of the Company from inception through September 2008.

Charles Phillips

Charles Phillips has over 15 years of experience investing in the debt and equity of middle-market manufacturing and service companies, including extensive experience in dealing with both private public financings. Mr. Phillips is a Managing Director of Saratoga Investment Advisors, LLC, the Company’s investment adviser, and is responsible for portfolio management and oversight. Mr. Phillips is also a Managing Director of Saratoga Partners, a middle market private equity investment firm, and has served as a director of a number of Saratoga Partners’ portfolio companies in addition to originating, structuring, negotiating, consummating, managing and monitoring middle market investments.

John MacMurray

John MacMurray is a Managing Director and Portfolio Manager of Saratoga Investment Advisors, LLC, the Company’s investment adviser, and is involved in portfolio oversight with primary emphasis on transaction development and execution. Mr. MacMurray is also a Managing Director and Portfolio Manager of Saratoga Partners, a middle market private equity investment firm, and has been involved in all phases of the investment process, from sourcing and through structuring, and has deep experience in executing add-on investments. Mr. MacMurray has served as a director of a number of Saratoga Partners’ portfolio companies.

Chris Oberbeck

Chris Oberbeck, Saratoga Partners founder, brings thirty years of experience in leveraged finance, from distressed debt to private equity, and has originated, structured, negotiated, consummated, managed and monitored investments in a wide variety of middle-market businesses. Mr. Oberbeck is the Managing Member of Saratoga Investment Advisors, LLC, the Company’s investment adviser, and the Chief Executive Officer and President of the Company. Mr. Oberbeck is the Managing Partner of Saratoga Partners, a middle market private equity investment firm, and has served on its investment committee since 1995.

Henri Steenkamp

Henri Steenkamp is the Chief Financial Officer, Chief Compliance Officer, Treasurer and Secretary of Saratoga Investment Corp as well as Saratoga Investment Advisors, LLC, the Company’s investment adviser. He is also a Director of the Company. Prior to joining Saratoga, Mr. Steenkamp served as the Chief Financial Officer of MF Global from April 2011 to January 2013. Mr. Steenkamp held the position of Chief Accounting Officer and Global Controller at MF Global for four years prior to that. Before joining MF Global, Henri Steenkamp spent eight years with PricewaterhouseCoopers, including four years in Transaction Services in its New York office, managing a variety of capital-raising transactions and SEC public company reporting processes on a global basis.

Mike Grisius

Mike Grisius has over 25 years of experience in leveraged finance and private equity. He is the Co-Managing Partner and the Chief Investment Officer of Saratoga Investment Advisors, LLC, the Company’s investment advisor.

David DeSantis

David DeSantis is Chief Operating Officer, Portfolio Manager, and Senior Managing Director of Saratoga Investment Advisors, LLC, the investment adviser to Saratoga Investment Corp. He also serves on the firm’s Management and Investment Committees.

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